Roth Capital Partners announced the appointment of Seth Appel as head of ATM and equity alternatives banking, a strategic move to expand the firm's equity capital markets capabilities. With more than 30 years of capital markets experience, Appel will lead the firm's efforts to support growth companies in raising capital through at-the-market offerings and other equity alternatives.
In addition to his new role, Appel will also serve as co-chief investment officer of the RoHo Capital Opportunities Fund, a joint venture with Horizon Technology Finance Corporation (NASDAQ: HRZN). The fund is focused on providing debt financing solutions to small- and micro-cap public companies, complementing Roth's existing capital markets services.
Roth Capital Partners is a relationship-driven investment bank that provides a full-service platform, including capital raising, high-impact equity research, macroeconomics, sales and trading, technical insights, derivatives strategies, M&A advisory, and corporate access. Headquartered in Newport Beach, California, Roth is a privately held, employee-owned organization with offices throughout the U.S.
For more information about Roth, visit www.roth.com.
InvestorWire, a specialized communications platform, distributed the announcement. InvestorWire offers advanced wire-grade press release syndication for private and public companies and the investment community. It is part of the Dynamic Brand Portfolio @IBN, providing access to a network of wire solutions, article and editorial syndication to 5,000+ outlets, enhanced press release distribution, social media distribution via IBN, and tailored corporate communications solutions. For more information, visit https://www.InvestorWire.com.
The appointment of Seth Appel signals Roth Capital Partners' commitment to strengthening its equity capital markets offerings, particularly in the area of ATM and equity alternatives, which are crucial for growth companies seeking efficient capital-raising mechanisms. Appel's extensive experience is expected to drive innovation and provide valuable solutions to clients navigating the complex capital markets landscape.
This development is important as it highlights the increasing demand for specialized capital markets services among growth companies, especially in the small- and micro-cap segments. By expanding its capabilities, Roth Capital Partners is positioning itself to better serve its clients and capture opportunities in the evolving financial landscape.
